- Blake B. Richards - LPL - Ameriprise
- Mamtek Bonds-Morgan Keegan
- UBS Willow Fund
- Success Trade Securities Notes
- Diversified Lending Group Notes
- Liberty Silver Corp/John Thomas Fin.
- Silver Oak Leasing - Alberto Neira
- David Brouwer; Equity-Linked Notes
- Warsowe Debentures
- Jason Knapp/Dawson James Customers
- Wells Timberland REIT
- Michele Kief-Fannie/Freddie Losses
- Reverse Convertibles
- Behringer Harvard Strategic Opp. Fund
- Ellen Erenstein and Investors Capital Corp.
- Advanced Equities
- Gary Harrison Lane Customers
- Clinton Fraley/Wealth by Design
- Delphinus CDO - Mizuho Securities
- JPMorgan Funds/Strategic Portfolios
- Insight Real Estate LLC 2007-A Debentures
- Peregrine Financial Recovery
- Thompson National Properties Notes
- Leveraged and Inverse ETFs
- Thomas Kelly - M&T Securities
- Bruce M. Harada Customers
- Wayne Palmer - National Note of Utah
- Darin Bradley Whittington Customers
- Gurudeo “Buddy” Persaud Customers
- Behringer Harvard Short Term Opportunities
- Giancarlo Ciocca Customers
- Fidelity-Facebook Execution Losses
- A&O Resource Management
- David Zeng Customers
- UBS PR Closed End Funds
- CIP Leveraged Fund
- Stone & Youngberg-CMOs, Inverse Floaters
- RMC Medstone Capital V Notes
- The Phil Scott Team and Merrill Lynch
- Cantone Research-Christine Cantone
- Cardiac Network Promissory Notes
- Robert H. Van Zandt
- FISN, Inc., Non-CD Investments
- Richard A. Finger Customers
- Matthew D. Hutcheson Customers
- Martin Feibish Investors
- Cornerstone Core Properties REIT
- Lyon Capital Management and Bryn Mawr
- Jason Bo-Alan Beckman and Oxford PCG
- First Solar
- Eastman Kodak Co.
- Atlas Energy Master LP
- Behringer Harvard Short-term Opportunity Fd
- Alpha Natural Resources
- Harbinger Capital
- Jack Kleck-LPL Financial
- MF Global Notes
- David Lerner Assoc. - Apple REITs
- Gibraltar Partners and Rahfco Funds
- Wachovia Preferreds, Bonds/Notes
- Meridian Fund/Darren Berg
- Longtop Financial Technologies
- Merrill Mort. Pass-Through Certificates
- Chinese Reverse Merger Companies
- American Superconductor Corp.
- Life Partners Holdings Life Settlements
- Puerto Rico Conservation Trust Fund Secured Notes
- Goldman Sachs Hudson CDO Securities
- FedEx Employees
- Charles Schwab's Total Bond Market Fund
- Stone & Youngberg Municipal Advantage Fund
- 1861 Capital Management Funds
- GEM Capital Arbitrage Fund
- Goldman Sachs ABACUS 2007-AC1 CDO
- Rhonda Breard and Breard & Associates Wealth Management
- CIT InterNotes
- Leveraged and Inverse Exchange-Traded Funds
- Banc of America CDOs
- Oppenheimer Bond
- Bernard L. Madoff Ponzi-Scheme
- Freddie Mac Preferred Stock, Series Z
- Lehman Brothers Preferred Stock, Series J
- AIG Junior Subordinated Debentures, Series A-5
- Fannie Mae Preferred Stock, Series S
- Citigroup’s Falcon Plus Strategies Fund
- Bear Stearns Enhanced Leverage and High-Grade Hedge Funds
- Collateralized Debt Obligations Sold by Merrill Lynch and UBS
- Goldman Sachs Global Alpha Fund
- Fidelity´s Ultra-Short Bond Fund