Category Archives: Wells Timberland REIT
The Securities Arbitration Law Firm of Klayman & Toskes Investigates Securities Arbitration Claims Against Wells Investment Securities After FINRA Levies Fine of $300,000 for Misleading Marketing of Wells Timberland REIT
The Securities Arbitration Law Firm of Klayman & Toskes (“K&T”), announced today that it is currently investigating securities arbitration claims against Wells Investment Securities, Inc. (“Wells Investment”), after the Financial Industry Regulatory Authority (“FINRA”) announced that it fined Wells Investment … Continue reading
Posted in Enforcement, FINRA, REITs, Wells Timberland REIT
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FINRA Fines Wells Investment Securities $300,000 for Use of Misleading Marketing Materials for REIT Offering
The Financial Industry Regulatory Authority (“FINRA”) announced last week that it has fined Wells Investment Securities, Inc. $300,000 for using misleading marketing materials in the sale of Wells Timberland REIT, Inc., a non-traded Real Estate Investment Trust (REIT). Wells was the dealer-manager … Continue reading