Category Archives: Wells Investment Securities

FINRA Fines Wells Investment Securities $300,000 for Use of Misleading Marketing Materials for REIT Offering

Posted on November 23, 2011 by Klayman & Toskes

The Financial Industry Regulatory Authority (“FINRA”) announced last week that it has fined Wells Investment Securities, Inc. $300,000 for using misleading marketing materials in the sale of Wells Timberland REIT, Inc., a non-traded Real Estate Investment Trust (REIT). Wells was the dealer-manager … Continue reading →

Posted in Enforcement, FINRA, REITs, Wells Investment Securities, Wells Timberland REIT | Leave a comment