Category Archives: Underwriting

The Securities Arbitration Law Firm of Klayman & Toskes Continues To Investigate Claims Against Underwriters of MF Global Notes As Noteholders May Get As Little As 10% of Investment

The Securities Arbitration Law Firm of Klayman & Toskes, P.A. (“K&T”) announced today that it is continuing to investigate claims against underwriters of Notes issued by MF Global (OTC: MFGLQ.PK) including MF Global 6.250% Senior Notes due 2016, MF Global … Continue reading

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MF Global’s Bondholders May Get as Little as 10% of Investment, Fitch Says

The following story appeared in Bloomberg on November 10, 2011: MF Global Holdings Ltd.’s bondholders may recover as little as 10 cents on the dollar in the company’s bankruptcy, according to Fitch Ratings. Owners of the failed broker’s senior unsecured … Continue reading

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The Securities Arbitration Law Firm of Klayman & Toskes Continues To Investigate Claims Against Underwriters of MF Global Notes

The Securities Arbitration Law Firm of Klayman & Toskes, P.A. (“K&T”)(www.nasd-law.com) announced today that it is continuing to investigate claims against underwriters of Notes issued by MF Global (OTC: MFGLQ.PK) including MF Global 6.250% Senior Notes due 2016, MF Global … Continue reading

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The Securities Arbitration Law Firm of Klayman & Toskes Launches Investigation on Behalf of Purchasers of MF Global 6.250% Senior Notes due 2016

The Securities Arbitration Law Firm of Klayman & Toskes (“K&T”) announced today that it is investigating potential claims on behalf of investors who purchased MF Global (OTC: MFGLQ.PK) 6.250% Senior Notes due 2016 which were offered for sale in August … Continue reading

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Warning on Firms’ Pressure

The following story appeared in the Wall Street Journal on September 14, 2011: Wall Street’s self-regulator has warned financial firms they are obliged to prove they aren’t caving to pressure from corporate clients to issue favorable stock research in a … Continue reading

Posted in Conflicts of Interest, FINRA, Research, Underwriting | Leave a comment