Category Archives: Risk Management Strategies

The Securities Arbitration Law Firm of Klayman & Toskes Launches Investigation On Behalf of Arch Coal Shareholders With Large Concentrated Positions

The Securities Arbitration Law Firm of Klayman & Toskes, P.A. (“K&T”), announced today that it is investigating claims on behalf of Arch Coal, Inc. (NYSE: ACI) shareholders who sustained investment losses due to an over-concentration of Arch Coal stock. Trading … Continue reading

Posted in Arbitration, Concentration, FINRA, Risk Management Strategies, Suitability | Leave a comment

The Securities Arbitration Law Firm of Klayman & Toskes Launches Investigation on Behalf of Alpha Natural Resources Shareholders Who Held Concentrated Stock Positions in Alpha Natural Resources With Full-Service Brokerage Firms

The Securities Arbitration Law Firm of Klayman & Toskes (“K&T”), announced today that it is investigating potential claims on behalf of Alpha Natural Resources, Inc. (NYSE: ANR) shareholders who held concentrated positions in Alpha Natural Resources stock with full-service brokerage … Continue reading

Posted in Arbitration, Concentration, FINRA, Risk Management Strategies | Leave a comment

The Securities Arbitration Law Firm of Klayman & Toskes Files $4 Million Claim Against Merrill Lynch On Behalf of Retired UPS Employee

The Securities Arbitration Law Firm of Klayman & Toskes announced today that it filed a securities arbitration claim against Merrill Lynch, now a part of Bank of America (NYSE: BAC), on behalf of a retired UPS (NYSE: UPS) employee for … Continue reading

Posted in Arbitration, Concentration, FINRA, Margin, Merrill Lynch, Misrepresentation, Omission, Risk Management Strategies, UPS | 1 Comment

Notice to All Current and Former UPS Employees Who Held Concentrated Positions in UPS Stock on Margin/Hypo Loans From the Securities Arbitration Law Firm of Klayman & Toskes

Klayman & Toskes announced today that it is continuing to pursue claims against Merrill Lynch, now a part of Bank of America (NYSE: BAC), on behalf of a retired UPS (NYSE: UPS) employee for losses sustained as a result of … Continue reading

Posted in Arbitration, Concentration, FINRA, Leverage, Merrill Lynch, Negligence, Risk Management Strategies, Suitability | Leave a comment

Klayman & Toskes Files Arbitration Claim Against Citigroup On Behalf of Single Mother Whose Account Was Over-Concentrated in Citigroup Stock

Today, the Securities Law Firm of Klayman & Toskes filed a securities arbitration claim against Citigroup Global Markets, Inc. (NYSE: C) on behalf of a single mother, for losses sustained as a result of being over-concentrated in Citigroup stock.  The claim … Continue reading

Posted in Citigroup, Concentration, Risk Management Strategies | Leave a comment