Category Archives: MAT
FINRA Panel Orders Citigroup to pay $54.1 million to ASTA/MAT Investors
Earlier this week, a Financial Industry Regulatory Authority (“FINRA”) Arbitration Panel held Citigroup liable for two investors’ losses in the firm’s ASTA/MAT Funds. The Award represents the third largest amount awarded in FINRA f/k/a NASD arbitration since 1988, and the … Continue reading
Posted in Arbitration, ASTA, Citigroup, FINRA, MAT, Municipal Arbitrage Strategy
Tagged ASTA, MAT
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