Category Archives: Lehman Brother Principal Protected Notes

Notice to Lehman Brothers 100% Principal Protection Note Holders: Explore Your Legal Options in Light of November 4, 2011 Voting Deadline

Posted on November 1, 2011 by Klayman & Toskes

The Securities Arbitration Law Firm of Klayman & Toskes, P.A. (“K&T”) announced today that Lehman Brothers 100% Principal Protection Note holders should explore their legal options in light of the November 4, 2011 voting deadline concerning the Lehman Brothers bankruptcy … Continue reading →

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Important Notice to UBS Customers: Klayman & Toskes Continues to Pursue Arbitration Claims Against UBS For Losses Sustained in Lehman Brothers 100% Principal Protection Notes In Light of FINRA’s Restitution Order of Only $8.25 Million

Posted on April 11, 2011 by Klayman & Toskes

The Securities Arbitration Law Firm of Klayman & Toskes announced today that The Financial Industry Regulatory Authority (“FINRA”) has fined UBS Financial Services, Inc. (NYSE: UBS) $2.5 million and ordered the broker-dealer to pay $8.25 million in restitution, as a … Continue reading →

Posted in FINRA, Lehman Brother Principal Protected Notes, Lehman Brothers Holdings, Lehman Brothers Principal Protected Notes, Misrepresentation, UBS | 1 Comment