Category Archives: Award

Suspect Was Once Accused of Financial Fraud

Posted on March 20, 2012 by Klayman & Toskes

The following story appeared in The New York Times on March 19, 2012: The soldier accused of killing 16 Afghan civilians this month ran afoul of financial regulations more than a decade ago when he worked as a stockbroker. He … Continue reading →

Posted in Award, FINRA, Fraud | Leave a comment

The Securities Arbitration Law Firm of Klayman & Toskes Obtains $247,000 FINRA Arbitration Award on Behalf of Private Placement Investor

Posted on October 4, 2011 by Klayman & Toskes

The Securities Arbitration Law Firm of Klayman & Toskes announced today that it obtained an Award from a FINRA Arbitration Panel in the amount of $247,000, on behalf of an investor who sustained losses in two private placements: Shale Royalties and … Continue reading →

Posted in Arbitration, Award, FINRA, Private Placements, Provident Royalties/Shale Royalties, Regulation D | Leave a comment