- Concentrated Positions
- KBS REITs
- Desert Capital REIT
- Lehman Principal Protected Notes
- LaeRoc Income Funds
- Bank of America
- Morgan Keegan Bond Funds
- UPS Employees
- Municipal Bond Arbitrage Funds
- Medical Capital Holdings
- Provident Royalties/Shale Royalties
- Citigroup’s ASTA and MAT Funds
- The Aravali Fund
- Charles Schwab’s Yield Plus Funds
- Warrants and Structured Warrants
- Collateralized Debt Obligations
- Preferred Financial Stocks
- Annuities
- Questar Capital
- Excessive Portfolio Turnover/Churning
- Evergreen Ultra Short Opportunities Fund
- Auction Rate Securities
- Employee Stock Options
- Brookstreet Securities
- Fannie Mae Preferred Stock, Series T
- CSO (“Corporate Special Opportunities”) Partners Fund