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The pioneers of securities arbitration and litigation

Helping clients recover investment losses through aggressive litigation

A nationally recognized law firm with financial expertise


Securities Arbitration Attorneys and Counselors at Law

Klayman & Toskes, P.A., a nationally known law firm, practices exclusively in securities arbitration and litigation matters. The Firm represents investors, throughout the United States as well as across the world, who have sustained recoverable damages as a result of specific failures by financial advisors and the brokerage firms’ supervisory procedures. Klayman & Toskes, P.A., with its main office located in Boca Raton, Florida and additional offices in California, New York and San Juan, Puerto Rico, has achieved substantial recoveries on the behalf of aggrieved investors.

Klayman & Toskes, P.A. helps investors through the Financial Industry Regulatory Authority (“FINRA”), JAMS, and AAA securities arbitration and securities litigation matters. Further, the firm has handled securities litigation matters in state court and securities class action cases in federal court. The Firm also provides forensic accounting, securities litigation support and expert testimony in securities arbitration and securities litigation matters.

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Common abuses are:

  • Unsuitable Recommendations
  • Churning
  • Misrepresentation
  • Unauthorized Transactions
  • Mutual Fund Switching
  • Margin Over-Concentration
  • Failure to Hedge Concentrated Stock Positions
  • Employee Stock Option Abuse

Klayman & Toskes in the media

The Firm focuses its practice in the forum established by the National Association of Securities Dealers, Inc. (NASD) and New York Stock Exchange (NYSE), now known as the Financial Industry Regulatory Authority (FINRA) for securities arbitration. Investors who maintain accounts with brokerage firms and have been damaged are required to bring their dispute before Self Regulatory Organizations such as the NASD and NYSE (n/k/a FINRA). While arbitration used to be an informal process, now, arbitration resembles a formal court proceeding. As arbitration has become more complex, you should retain qualified securities attorneys to represent you against brokerage firms and their experienced trial lawyers.