Klayman & Toskes, P.A., a leading national securities law firm, practices exclusively in the field of securities arbitration and litigation, on behalf of retail and institutional investors in large and complex securities matters. The principles we put into practice include, professionalism, diligence, perseverance and client accountability which are the standards by which we measure our success. Individual Investors benefit from a personalized approach to handling your legal claims which includes the assignment of your own case manager.
Institutional Investors can depend on case assessments which include the perspective of financial industry experts. High Net Worth Investors receive a “concierge” approach which include consultation with your tax advisors, family office manager and trusted advisors who have knowledge of your situation. Our practice areas include representation of clients for FINRA Arbitration, Elder Financial Fraud, Class Action Litigation and SEC Whistleblower Claims.
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- NOTICE TO UBS PUERTO RICO CUSTOMERS: Klayman & Toskes Files $8.5 Million Suit Against UBS as it Investigates Claims for Over-Concentration in Puerto Rico Government Bonds and Closed-End Bond Funds San Juan, Puerto Rico. January 13, 2017 — The Securities Arbitration Law Firm of Klayman & Toskes, P.A., www.sueubspuertorico.com, together with Carlo Law Offices, P.S.C. located in Puerto Rico, announced today that they filed a claim against UBS Financial Services Incorporated of Puerto Rico and UBS Financial Services, Inc. (NYSE: UBS) (collectively “UBS”) for $8.5 million. ... Read more
- NOTICE TO WELLS FARGO BROKERAGE CLIENTS: Klayman & Toskes, P.A. Launches Investigation into Wells Fargo Advisors’ Envision Investment Analysis Tool, Following $1 Million FINRA Fine for Failing to Supervise Client Presentation Reports New York, NY – December 16, 2016 — The Securities Arbitration Law Firm of Klayman & Toskes, P.A. (“K&T”), www.nasd-law.com, has launched an investigation into Wells Fargo Advisors, a wholly-owned brokerage dealer of Wells Fargo (NYSE:WFC), for Financial Industry Regulatory Authority (FINRA) sales practice violations for failing to supervise client presentation reports, including those generated by the firm’s Envision investment analysis tool. On ... Read more