Klayman & Toskes, P.A., a nationally known law firm, practices exclusively in securities arbitration and litigation matters. The Firm represents investors, throughout the United States as well as across the world, who have sustained recoverable damages as a result of specific failures by financial advisors and the brokerage firms’ supervisory procedures. Klayman & Toskes, P.A., with its main office located in Boca Raton, Florida and additional offices in California, New York and San Juan, Puerto Rico, has achieved substantial recoveries on the behalf of aggrieved investors.
Klayman & Toskes, P.A. helps investors through the Financial Industry Regulatory Authority (“FINRA”), JAMS, and AAA securities arbitration and securities litigation matters. Further, the firm has handled securities litigation matters in state court and securities class action cases in federal court. The Firm also provides forensic accounting, securities litigation support and expert testimony in securities arbitration and securities litigation matters.
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- AEELA throws UBS under the Bus for the Management of Puerto Rico Government Bond Noticel.com August 4, 2014 From 2010 to 2012 there was an increase of $ 50 million to over $ 300 million in the amount of assets of the Association of Employees of the Commonwealth (AEELA) managed by UBS, among these, bonds of the Corporation for Public Financing (PFC, for its acronym in English). PFC bonds, maturing in early ... Read more
- The Securities Law Firms Klayman & Toskes, P.A. and Carlo Law Offices Comment on Recent Standard & Poor’s Credit Downgrade Decision To Cut Puerto Rico Public Finance Corp. Bond Credit Ratings SAN JUAN, Puerto Rico (Globe Newswire) – July 21, 2015 – The Securities Arbitration Law Firm of Klayman & Toskes, P.A. (“K&T”), www.sueubspuertorico.com, and Carlo Law Offices comment on Standard & Poor’s (“S&P”) decision to downgrade the credit rating on debt issued by Puerto Rico Public Finance Corp’s (“PRPFC”) in 2011 and 2012 from “CCC-” ... Read more
- The Securities Arbitration Law Firm of Klayman & Toskes, PA Announces Investigation into Virtus AlphaSector Funds Managed by F-Squared Investments Boca Raton, Florida (GLOBE NEWSWIRE) June 25, 2015 — The securities arbitration law firm of Klayman & Toskes, P.A. (“K&T”), www.nasd-law.com, announced an investigation into sales practices related to investments in Virtus AlphaSector® Funds sold and marketed by brokerage firms and registered investment advisors (RIAs). Virtus AlphaSector® Funds were managed by sub-advisor, F-Squared Investments. F-Squared ... Read more
- LPL Financial LLC Ordered To Pay Restitution To Investors and Fines To FINRA for Failure To Supervise Sale of Non-Traded REITs, Variable Annuities and Exchange Traded Funds Financial Industry Regulatory Authority (FINRA) sanctioned LPL Financial, LLC with fines of $10 million for, “broad supervisory failures in a number of key areas, including the sales of non-traditional exchange-traded funds (ETFs), certain variable annuity contracts, non-traded real estate investment trusts (REITs) and other complex products”. Additionally, FINRA ordered that $1.7 million in restitution be ... Read more
- National Senior Investor Initiative Report Points To Need For Elder Financial Fraud Protection A recent report published by securities industry regulators concerning brokerage firm examinations in 2013 that led to important insights concerning brokerage firm sales practices directed towards senior investors. The information gathered from examinations conducted by SEC and FINRA regulators was published in the National Senior Investor Initiative Report which draws from detailed statistical analysis of ... Read more
- Proposed Rule Change Protect Investors Retirement Funds From Abusive Brokerage Firm Sales Practices The proposed rule change proposed by the Department of Labor (DOL) are directed towards a multi-trillion dollar industry IRA Rollover industry from employer sponsored retirement plans to accounts held with brokerage firms. The new rule will afford IRA account holders the same protections when the funds were held in a company 401(k). For financial advisors ... Read more